SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Stevens Brent M

(Last) (First) (Middle)
C/O CONCRETE PUMPING HOLDINGS, INC.
6461 DOWNING STREET

(Street)
DENVER CO 80229

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
12/06/2018
3. Issuer Name and Ticker or Trading Symbol
Concrete Pumping Holdings, Inc. [ BBCP ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 11,005,275 I See Explanation of Responses below(1)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
Stevens Brent M

(Last) (First) (Middle)
C/O CONCRETE PUMPING HOLDINGS, INC.
6461 DOWNING STREET

(Street)
DENVER CO 80229

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
X Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
BBCP INVESTORS, LLC

(Last) (First) (Middle)
C/O PENINSULA PACIFIC
10250 CONSTELLATION BLVD, SUITE 2230

(Street)
LOS ANGELES CA 90067

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
PGP Investors, LLC

(Last) (First) (Middle)
10250 CONSTELLATION BLVD.
SUITE 2230

(Street)
LOS ANGELES CA 90067

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
Explanation of Responses:
1. The securities are held directly by BBCP Investors, LLC ("BBCP"), which is wholly owned by PGP Investors, LLC. M. Brent Stevens is the Manager of PGP Advisors, LLC, which is the manager of PGP Manager, LLC, which is the manager of PGP Investors, LLC. Mr. Stevens has the power to vote and dispose the securities, and thus may be deemed to beneficially own the securities held by BBCP. Mr. Stevens and the other entities disclaim beneficial ownership of such securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that Mr. Stevens or any entity is the beneficial owner of the securities for purposes of Section 16 or any other purpose.
Remarks:
See Exhibit 24.1 - Power of Attorney
/s/ M. Brent Stevens 12/17/2018
/s/ M. Brent Stevens, Manager of PGP Advisors, LLC, manager of PGP Manager, LLC, manager of PGP Investors, LLC, sole member of BBCP Investors, LLC 12/17/2018
/s/ M. Brent Stevens, Manager of PGP Advisors, LLC, manager of PGP Manager, LLC, manager of PGP Investors, LLC 12/17/2018
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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