SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
  
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
WILKIN NEIL D JR

(Last)(First)(Middle)
5290 CONCOURSE DRIVE

(Street)
ROANOKE VIRGINIA 24019

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
OPTICAL CABLE CORP [ OCC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirectorX10% Owner
XOfficer (give title below)Other (specify below)
Chairman, President and CEO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/29/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/29/2026D2,793D$20.681,032,362D
Common Stock06/29/2026D130D$20.691,032,232D
Common Stock06/29/2026D100D$20.71,032,132D
Common Stock06/29/2026D1,058D$20.7051,031,074D
Common Stock06/29/2026D830D$20.711,030,244D
Common Stock06/29/2026D100D$20.721,030,144D
Common Stock06/29/2026D900D$20.751,029,244D
Common Stock06/30/2026D2,679D$20.681,026,565D
Common Stock06/30/2026D258D$20.6951,026,307D
Common Stock06/30/2026D1,010D$20.7351,025,297D
Common Stock06/30/2026D42D$20.7751,025,255D
Common Stock06/30/2026D100D$20.8051,025,155D
Common Stock06/30/2026D3,188D$21.681,021,967D
Common Stock06/30/2026D400D$21.6851,021,567D
Common Stock06/30/2026D658D$21.691,020,909D
Common Stock06/30/2026D4,986D$21.71,015,923D
Common Stock06/30/2026D62D$21.7051,015,861D
Common Stock06/30/2026D485D$21.711,015,376D
Common Stock06/30/2026D400D$21.721,014,976D
Common Stock06/30/2026D100D$21.7251,014,876D
Common Stock06/30/2026D6D$21.731,014,870D
Common Stock06/30/2026D600D$21.7351,014,270D
Common Stock06/30/2026D200D$21.741,014,070D
Common Stock06/30/2026D3,915D$21.8151,010,155D
Common Stock22,595IBy Wilkin Capital Fund I, LLC(1)
Common Stock315IBy Daughter #1(2)
Common Stock315IBy Daughter #2(2)
Common Stock115IBy Daughter #3(2)
Common Stock315IBy Son(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The shares are held by Wilkin Capital Fund I, LLC for the benefit of Neil D. Wilkin, Jr.
2. The reporting person disclaims beneficial ownership of all securities held by his children, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
/s/ Neil D. Wilkin, Jr.07/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)