SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
  
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Mitchell William C

(Last)(First)(Middle)
3291 US HIGHWAY 280

(Street)
BIRMINGHAM ALABAMA 35243

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
FIRST US BANCSHARES, INC. [ FUSB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
SEVP-Consumer Lending-Bank
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/29/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock, $.01 par value06/29/2026M7,000A$14.1130,732D
Common Stock, $.01 par value06/29/2026F6,164D$16.9824,568D
Common Stock, $.01 par value06/29/2026M5,100A$11.7129,668D
Common Stock, $.01 par value06/29/2026F3,981D$16.9825,687D
Common Stock, $.01 par value06/29/2026M5,600A$10.0131,287D
Common Stock, $.01 par value06/29/2026F3,975D$16.9827,312D
Common Stock, $.01 par value8,384I401K(1)
Common Stock, $.01 par value1,209IBy Spouse(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (right to buy)$14.1106/29/2026M7,00002/22/2018(3)02/22/2027Common Stock, $.01 par value7,000$00D
Stock Option (right to buy)$11.7106/29/2026M5,10002/12/2019(4)02/12/2028Common Stock, $.01 par value5,100$00D
Stock Option (right to buy)$10.0106/29/2026M5,60002/27/2020(5)02/27/2029Common Stock, $.01 par value5,600$00D
Explanation of Responses:
1. Based on information provided by Voya, the record keeper of the First US Bancshares, Inc. 401(k) Plan as of 6/29/2026.
2. Shares owned by spouse of which reporting person disclaims beneficial ownership.
3. These options were granted on February 22, 2017, and vested in equal installments on each of the first three anniversaries of the date of grant.
4. These options were granted on February 12, 2018, and vested in equal installments on each of the first three anniversaries of the date of grant.
5. These options were granted on February 27, 2019, and vested in equal installments on each of the first three anniversaries of the date of grant.
/s/ Beverly J. Dozier, by power of attorney06/30/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)