10KSB/A 1 tomi-10ksba_051608.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-KSB/A [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2007 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 Commission file number 000-09908 THE OZONE MAN, INC. (Name of small business issuer in its charter) Florida 59-1947988 (State of incorporation) (I.R.S. Employer Identification No.) 9454 Wilshire Blvd., Penthouse, Beverly Hills, CA 90212 (Address of principal executive offices) (Zip code) Issuer's telephone number, including area code: (800) 525-1698 Securities registered under Section 12(b) of the Exchange Act: None Securities registered under Section 12(g) of the Exchange Act: Common Stock Check whether the issuer is not required to file reports pursuant to Section 13 or 15(d) of the Exchange Act. [ ] The issuer (1) filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports) and (2) has been subject to such filing requirements for the past 90 days. Yes [X] No [ ] Disclosure of delinquent filers in response to item 405 of Regulation S-B is not contained herein, and will not be contained, to the best of registrant's knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-KSB or any amendment to this Form 10-KSB. [X] Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes [X] No [ ] State issuer's revenue for its most recent fiscal year: None. A market value of the voting stock held by non-affiliates can not be determined because the registrant does not have an active trading market. As of March 15, 2008 the registrant had 34,940,437 shares of common stock outstanding. Documents incorporated by reference: None. Transitional Small Business Disclosure Format: Yes [ ] No [X] EXPLANATORY NOTE The Ozone Man, Inc. is filing this Amendment on Form 10-KSB/A for the purpose of amending the cover page of the Annual Report on Form 10-KSB for the year ended December 31, 2007 filed with the U.S. Securities and Exchange Commission on April 3, 2008 (the "Original 2007 Annual Report") to indicate that the Company was a shell company, as defined in Rule 12b-2 of the Exchange Act, at the time of the filing. Except as described above, no other changes have been made to the Original 2007 Annual Report and have not been included in this Amendment. In addition, as required by Rule 12b-15 under the Securities Exchange Act of 1934, new certifications by our principal executive officer and principal financial officer are filed as exhibits to this Amendment. SIGNATURES In accordance with Section 13 or 15(d) of the Exchange Act, the registrant caused this report to be signed on its behalf by the undersigned who is duly authorized. THE OZONE MAN, INC. Date: May 16, 2008 By: /s/ Halden Shane --------------------------- Halden Shane Principal Executive Officer In accordance with the Exchange Act, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated. Date: May 16, 2008 By: /s/ Halden Shane --------------------------- Halden Shane Principal Executive Officer Principal Financial and Accounting Officer Date: May 16, 2008 By: /s/Richard Johnson --------------------------- Richard Johnson Secretary and Director Date: May 16, 2008 By: /s/Willie Brown, Jr. --------------------------- Willie Brown, Jr. Director