SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Industrea Alexandria LLC

(Last) (First) (Middle)
C/O INDUSTREA ACQUISITION CORP.
1120 AVENUE OF THE AMERICAS, 4TH FLOOR

(Street)
NEW YORK NY 10036

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
07/26/2017
3. Issuer Name and Ticker or Trading Symbol
Industrea Acquisition Corp. [ INDU ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Common Stock (1) (1) Class A Common Stock 5,606,250(1)(2) (1) D(3)(4)
1. Name and Address of Reporting Person*
Industrea Alexandria LLC

(Last) (First) (Middle)
C/O INDUSTREA ACQUISITION CORP.
1120 AVENUE OF THE AMERICAS, 4TH FLOOR

(Street)
NEW YORK NY 10036

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Morgan Howard D.

(Last) (First) (Middle)
C/O INDUSTREA ACQUISITION CORP.
1120 AVENUE OF THE AMERICAS, 4TH FLOOR

(Street)
NEW YORK NY 10036

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
X Director X 10% Owner
X Officer (give title below) Other (specify below)
Chief Executive Officer
1. Name and Address of Reporting Person*
Faust Heather L.

(Last) (First) (Middle)
C/O INDUSTREA ACQUISITION CORP.
1120 AVENUE OF THE AMERICAS, 4TH FLOOR

(Street)
NEW YORK NY 10036

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
X Director X 10% Owner
X Officer (give title below) Other (specify below)
Executive Vice President
1. Name and Address of Reporting Person*
Osman Tariq

(Last) (First) (Middle)
C/O INDUSTREA ACQUISITION CORP.
1120 AVENUE OF THE AMERICAS, 4TH FLOOR

(Street)
NEW YORK NY 10036

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
X Director X 10% Owner
X Officer (give title below) Other (specify below)
Executive Vice President
1. Name and Address of Reporting Person*
Del Toro Joseph

(Last) (First) (Middle)
C/O INDUSTREA ACQUISITION CORP.
1120 AVENUE OF THE AMERICAS, 4TH FLOOR

(Street)
NEW YORK NY 10036

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
1. Name and Address of Reporting Person*
Burns Charles J.

(Last) (First) (Middle)
C/O INDUSTREA ACQUISITION CORP.
1120 AVENUE OF THE AMERICAS, 4TH FLOOR

(Street)
NEW YORK NY 10036

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
X Officer (give title below) Other (specify below)
Secretary
Explanation of Responses:
1. The shares of Class B Common Stock are convertible for shares of the Issuer's Class A Common Stock as described under the heading "Description of Securities - Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-219053) and have no expiration date.
2. Includes up to 731,250 shares of Class B Common Stock that are subject to forfeiture depending on the extent to which the underwriters in the Issuer's initial public offering do not exercise their over-allotment option.
3. The securities are held directly by Industrea Alexandria LLC (the "Sponsor"). Ms. Faust and Messrs. Morgan, Osman, Del Toro and Burns are the managers of the Sponsor and share voting and dispositive power over the securities held directly by the Sponsor by approval of a majority of the managers. Argand Partners Fund, LP, Argand Partners Institutional Co-Invest Fund, LP, Argand Partners SEA Fund AI, LP, Argand Partners SEA Fund QP, LP and Argand Partners Team Co-Invest Fund LP (collectively, the "Funds") are the members of the Sponsor. Ms. Faust and Messrs. Morgan and Osman are the directors of the general partner of the general partner of each of the Funds. As a result, the Sponsor, the Funds, Ms. Faust and Messrs. Morgan, Osman, Del Toro and Burns (collectively, the "Reporting Persons") may be deemed to have or share beneficial ownership of the securities held directly by the Sponsor.
4. Each of the Reporting Persons disclaims beneficial ownership of such securities except to the extent of its, his or her pecuniary interest therein, and this Report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 or for any other purpose.
Remarks:
See Exhibit 99.1 - Joint Filer Information, which is incorporated herein by reference and describes in further detail the relationships of the Reporting Persons to the Issuer. See Exhibit 24.1 - Power of Attorney, Exhibit 24.2 - Power of Attorney, Exhibit 24.3 - Power of Attorney, Exhibit 24.4 - Power of Attorney, Exhibit 24.5 - Power of Attorney, Exhibit 24.6 - Power of Attorney.
/s/ Joel L. Rubinstein, Attorney-in-Fact for Industrea Alexandria LLC 07/26/2017
/s/ Joel L. Rubinstein, Attorney-in-Fact for Howard D. Morgan 07/26/2017
/s/ Joel L. Rubinstein, Attorney-in-Fact for Heather L. Faust 07/26/2017
/s/ Joel L. Rubinstein, Attorney-in-Fact for Tariq Osman 07/26/2017
/s/ Joel L. Rubinstein, Attorney-in-Fact for Joseph Del Toro 07/26/2017
/s/ Joel L. Rubinstein, Attorney-in-Fact for Charles Burns 07/26/2017
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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