6-K 1 tm2129199d5_6k.htm FORM 6-K

 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

Form 6-K

 

 

 

REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934

 

For the month of July, 2021  Commission File Number: 000-56261

 

Glass House Brands Inc.

 

 

(Translation of registrant’s name into English)

 

3645 Long Beach Blvd. 

Long Beach, California 90807

 

 

(Address of principal executive office)

  

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

 

Form 20-F ¨ Form 40-F x

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ¨ 

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ¨

 

 

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

  Glass House Brands Inc.
   
Date: October 13, 2021 /s/ Kyle Kazan
  By:    Kyle Kazan
  Title: Chief Executive Officer

 

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EXHIBIT INDEX

 

Exhibit Number   Description
   
99.1   News Release dated July 30, 2021
     
99.2   Code of Business Conduct and Ethics
     
99.3   Amendment No. 1 to Exchange Rights Agreement dated July 15, 2021
     
99.4   News Release dated July 15, 2021
     
99.5   News Release dated July 9, 2021
     
99.6   Unaudited Condensed Interim Consolidated Financial Statements as of March 31, 2021 and December 31, 2020, and for the Three Months Ended March 31, 2021 and 2020
     
99.7   Management’s Discussion and Analysis of Financial Condition and Results of Operations for the Three Months ended March 31, 2021 and 2020
     
99.8   Agreement to Assign an Option to Acquire Real Estate dated June 6, 2021
     
99.9   Agreement to Sell and Acquire Real Estate and Joint Escrow Instructions dated March 29, 2021
     
99.10   Lock-Up Agreement dated June 29, 2021
     
99.11   Registration Rights Agreement dated June 29, 2021
     
99.12   Supplement to the Warrant Agency Agreement dated June 29, 2021
     
99.13   Exchange Rights Agreement dated June 29, 2021
     
99.14   News Release dated July 6, 2021
     
99.15   Notice of Change in Corporate Structure dated July 5, 2021
     
99.16   Material Change Report dated July 5, 2021
     
99.17   Required Disclosure under the Early Warning Requirements dated July 1, 2021 (G. Farrar)
     
99.18   Required Disclosure under the Early Warning Requirements dated July 1, 2021 (K. Kazan)
     
99.19   News Release dated July 2, 2021

 

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