SEC FORM 3

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Reynolds Jordan Canfield

(Last)

(First)

(Middle)

1201 SOUTH SECOND STREET

(Street)

MILWAUKEE

WISCONSIN

53204

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
10/01/2026

3. Issuer Name and Ticker or Trading Symbol
ROCKWELL AUTOMATION, INC [ ROK ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	SVP Lifecycle Services

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	1,044	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
Employee Stock Option (Right to Buy)	12/08/2026⁽¹⁾	12/08/2035	Common Stock	1,921	$402.22	D
Employee Stock Option (Right to Buy)	12/04/2024⁽¹⁾	12/04/2033	Common Stock	559	$279.5	D
Employee Stock Option (Right to Buy)	12/05/2025⁽¹⁾	12/05/2034	Common Stock	1,284	$297.1	D
Restricted Stock Units	11/28/2024⁽²⁾	11/28/2026	Common Stock	620	$0⁽³⁾	D
Restricted Stock Units	12/04/2024⁽²⁾	12/04/2026	Common Stock	58	$0⁽³⁾	D
Restricted Stock Units	04/09/2025⁽²⁾	04/09/2027	Common Stock	1,163	$0⁽³⁾	D
Restricted Stock Units	12/05/2025⁽²⁾	12/05/2027	Common Stock	270	$0⁽³⁾	D
Restricted Stock Units	07/14/2026⁽²⁾	07/14/2028	Common Stock	2,915	$0⁽³⁾	D
Restricted Stock Units	12/08/2026⁽²⁾	12/08/2028	Common Stock	560	$0⁽³⁾	D
Restricted Stock Units	06/09/2027⁽²⁾	06/09/2029	Common Stock	3,258	$0⁽³⁾	D
Performance Shares	12/05/2027⁽⁴⁾	12/05/2027	Common Stock	413	$0⁽⁵⁾	D
Performance Shares	12/08/2028⁽⁶⁾	12/08/2028	Common Stock	508	$0⁽⁵⁾	D
Performance Shares	12/04/2026⁽⁷⁾	12/04/2026	Common Stock	217	$0⁽⁵⁾	D

Explanation of Responses:

1. The options vest in three substantially equal annual installments beginning on the date exercisable.

2. The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

3. Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

4. Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 5, 2027, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

5. Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

6. Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 8, 2028, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

7. Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 4, 2026, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

Remarks:

Exhibit 24 - Power of Attorney

	Danielle White, Attorney-In-Fact for Jordan C. Reynolds	10/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)